WM
WM

Walter Manns

40 Years of Experience
Cleveland, OH

Walter Manns is a registered investment advisor at Klopp Investment Management LLC, based in Cleveland, OH, with 40 years of industry experience. Walter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Investment Management, Retirement Planning. Their firm serves 127 clients with $110M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
127 clients
Average Client Portfolio
$853K average
Assets Under Management
$108.3M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.50%
$500K - $1.0M1.10%
$1.0M - $3.0M0.90%
$3.0M - $6.0M0.75%
$6.0M - $10.0M0.65%
$10M+0.50%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1801 E 9th St Ste 1040, Cleveland, OH, 44114-3103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Klopp Investment Management LLC
December 2016 - Present · 9 yrs 5 mos
Previous Registrations
L&m Financial ServicesBroker
March 2011 - October 2016 · 5 yrs 7 mos
Capital City Asset Management Group, LLC
May 2009 - February 2014 · 4 yrs 9 mos
Capital City Securities, LLCBroker
August 2008 - March 2011 · 2 yrs 7 mos
Regis Asset Management LLC
March 2007 - December 2009 · 2 yrs 9 mos
Regis Securities CorporationBroker
February 2007 - September 2008 · 1 yr 7 mos
Financial America Securities, INC.Broker
June 2006 - February 2007 · 8 mos
Morgan Stanley
January 2005 - June 2006 · 1 yr 5 mos
Morgan Stanley Dw INC.Broker
June 2004 - June 2006 · 2 yrs
Financial America Securities, INC.Broker
November 2001 - May 2004 · 2 yrs 6 mos
Financial America Securities, INC.Broker
November 1995 - November 2001 · 6 yrs
Centennial Securities Company, INC.Broker
June 1994 - November 1995 · 1 yr 5 mos
Roney & CO.Broker
October 1992 - June 1994 · 1 yr 8 mos
Cowen & CO.Broker
March 1989 - September 1992 · 3 yrs 6 mos
Gna Securities, INC.Broker
January 1988 - March 1989 · 1 yr 2 mos
Aetna Life Insurance and Annuity CompanyBroker
October 1986 - February 1988 · 1 yr 4 mos
MML Investors Services, INC.Broker
August 1985 - November 1986 · 1 yr 3 mos
State Registrations1 state
OH
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.