Gary Pereira
Gary Pereira is a registered investment advisor at Osaic Wealth, INC., based in San Jose, CA, with 40 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
San Jose, CA
Get directionsHistory
Regulatory History (3)
Judgment / Lien
February 2019Customer Dispute
March 2004Customer Dispute
October 2003Other Business ActivitiesSells Insurance
Gary is a real estate sales agent, an investment advisor with Securities America Advisors (taking about half of his time), and an insurance agent with Pereira Financial. He also umpires youth baseball games and works as a personal trainer.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Brecek & Young Advisors, INC.Broker
Brecek & Young Advisors, INC.
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Wm Financial Services, INC.Broker
Griffin Financial ServicesBroker
Sentra Securities CorporationBroker
CUNA Brokerage Services, INC.Broker
Financial Network Investment CorporationBroker
Investors Capital CORP.Broker
Linsco/private Ledger CORP.Broker
Great Western Financial Securities CorporationBroker
First American National Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.