Ann Sheehan is a registered investment advisor at Osaic Wealth, INC., based in San Jose, CA, with 47 years of industry experience. Ann operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1625 the Alameda, Suite #206, San Jose, CA, 95126
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2012Other Business Activities
Ann is the owner of an income tax preparation and planning business since 1978, dedicating about 10-20% of her time. She also serves as Vice President of the FAMA Foundation, a charitable organization, spending minimal time on this activity.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Foothill Securities, INC.
Foothill Securities, INC.Broker
Christopher Weil & Company, INCBroker
Judy & Robinson Securities, INCBroker
Dave Fries and AssociatesBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.