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Andrew Semjen

Raymond James Financial Services Advisors, INC
39 Years of Experience
Braintree, MA
5 DisclosuresBroker
View SEC Summary
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Andrew Semjen is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Braintree, MA, with 39 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

50 Braintree Hill Ofc Prk, Suite 310, Braintree, MA, 02184

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
March 2000
Customer Dispute
August 1999
Settled
Customer Dispute
July 1999
Settled
Customer Dispute
July 1994
Settled
Regulatory
February 1988
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Andrew owns rental real estate since 2020, dedicating minimal time to it. He is also an independent contractor and financial advisor for The Semjen Group since 2010, also dedicating minimal time to this role.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
April 2009 - Present · 17 yrs 6 mos
Raymond James Financial Services, INC.Broker
January 2003 - Present · 23 yrs 9 mos
Previous Registrations
Prudential Securities Incorporated
February 2001 - February 2003 · 2 yrs
Prudential Securities IncorporatedBroker
March 2000 - February 2003 · 2 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1994 - March 2000 · 5 yrs 4 mos
Lehman Brothers INC.Broker
May 1988 - November 1994 · 6 yrs 6 mos
Fahnestock & CO., INC.Broker
April 1988 - June 1988 · 2 mos
Fahnestock International INC.Broker
April 1988 - April 1988 · 0 mos
Fahnestock & CO., INC.Broker
March 1988 - April 1988 · 1 mo
Sandhurst Securities LTD.Broker
August 1987 - November 1987 · 3 mos
Jp Michael CO.Broker
June 1987 - August 1987 · 2 mos
The Dreyfus Service CorporationBroker
September 1986 - September 1986 · 0 mos
Investors Center IncorporatedBroker
August 1986 - June 1987 · 10 mos
State Registrations32 states
AZCACOCTDCDEFLGAIDILINLAMAMDMEMINCNHNJNYOHOKPARISCTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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