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Deborah Gaskins

Wellington Shields & CO., LLC
36 Years of Experience
Thomasville, GA
Broker
View SEC Summary
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Deborah Gaskins is a registered investment advisor at Wellington Shields & CO., LLC, based in Thomasville, GA, with 36 years of industry experience. Deborah is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 586 clients with $550M in assets under management.

Wellington Shields & CO., LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
29 advisors
Number of Clients
586 clients
Average Client Portfolio
$932K average
Assets Under Management
$546.0M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Annual fees range from 0.20% up to 1.50% for equity and balanced portfolios, and 0.20% up to 0.75% for fixed income portfolios. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

140 North Broad Street, Thomasville, GA, 31792

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Deborah works in client servicing at Wellington Shields Capital Management, a registered investment advisor. This activity is investment-related.

Employment History
Current Registrations
Wellington Shields & CO., LLC
March 2010 - Present · 16 yrs 7 mos
Wellington Shields & CO., LLCBroker
November 2009 - Present · 16 yrs 11 mos
Previous Registrations
Shields Capital Corporation
December 2009 - February 2011 · 1 yr 2 mos
Shields Capital Corporation
May 2005 - December 2009 · 4 yrs 7 mos
Shields & CompanyBroker
February 2001 - December 2009 · 8 yrs 10 mos
Suntrust Securities, INC.Broker
May 2000 - January 2001 · 8 mos
Shields & CompanyBroker
August 1994 - May 2000 · 5 yrs 9 mos
First Union Brokerage Services, INC.Broker
March 1994 - August 1994 · 5 mos
Prudential Securities IncorporatedBroker
September 1988 - June 1992 · 3 yrs 9 mos
State Registrations39 states
ALARAZCACOCTDCFLGAHIIDILINLAMAMDMEMIMNMONCNDNHNJNVNYOHOKPARISCSDTNTXVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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