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Patrick Wainscott

Ameriprise Financial Services, LLC
41 Years of Experience
Henderson, NV
1 DisclosureBroker
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Patrick Wainscott is a registered investment advisor at Ameriprise Financial Services, LLC, based in Henderson, NV, with 41 years of industry experience. Patrick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2495 Village View Dr Ste 200, Henderson, NV, 89074

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
April 2016
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Patrick engages in fiduciary activities, acting as an attorney-in-fact, trustee, conservator, guardian, executor, or personal representative.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
January 2012 - Present · 14 yrs 9 mos
Ameriprise Financial Services, LLC
January 2012 - Present · 14 yrs 9 mos
Previous Registrations
Wedbush Securities INC.
June 2006 - January 2012 · 5 yrs 7 mos
Wedbush Securities INC.Broker
June 2002 - January 2012 · 9 yrs 7 mos
RBC Dain Rauscher INC.Broker
March 2002 - July 2002 · 4 mos
RBC Dain Rauscher INC.
January 1998 - July 2002 · 4 yrs 6 mos
Sutro & CO. IncorporatedBroker
October 1997 - March 2002 · 4 yrs 5 mos
Smith Barney INC.Broker
July 1993 - November 1997 · 4 yrs 4 mos
Lehman Brothers INC.Broker
August 1992 - July 1993 · 11 mos
Everen Securities, INC.Broker
September 1990 - September 1992 · 2 yrs
Boettcher & Company, INC.Broker
August 1989 - September 1990 · 1 yr 1 mo
Rauscher Pierce Refsnes, INC.Broker
November 1987 - August 1989 · 1 yr 9 mos
J. W. Gant & Associates, INC.Broker
April 1987 - November 1987 · 7 mos
First Arizona Investment Securities, INC.Broker
January 1987 - April 1987 · 3 mos
J. W. Gant & Associates, INC.Broker
April 1986 - January 1987 · 9 mos
Michael C. Talley & CO., INC.Broker
August 1985 - April 1986 · 8 mos
State Registrations19 states
AKAZCACOFLHIIDMNMONENMNVNYPASCTXUTVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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