DH
DH

David Hengel

30 Years of Experience
Henderson, NV
2 DisclosuresBroker

David Hengel is a registered investment advisor at Ameriprise Financial Services, LLC, based in Henderson, NV, with 30 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

2900 Horizon Ridge Pkwy, Ste 201, Henderson, NV, 89052

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2009
Denied
Customer Dispute
June 2005
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2013 - Present · 12 yrs 8 mos
Ameriprise Financial Services, LLCBroker
September 2013 - Present · 12 yrs 8 mos
Previous Registrations
United Planners' Financial Services of America a Limited PartnerBroker
May 2012 - September 2013 · 1 yr 4 mos
Edward Jones
January 2012 - February 2012 · 1 mo
Edward JonesBroker
January 2012 - February 2012 · 1 mo
United Planners' Financial Services of America a Limited PartnerBroker
June 2010 - January 2012 · 1 yr 7 mos
Morgan Stanley & CO. Incorporated
May 2007 - June 2009 · 2 yrs 1 mo
Morgan Stanley & CO. IncorporatedBroker
May 2007 - June 2009 · 2 yrs 1 mo
Citigroup Global Markets INC.
April 2003 - June 2007 · 4 yrs 2 mos
Citigroup Global Markets INC.Broker
November 1995 - June 2007 · 11 yrs 7 mos
Financial Network Investment CorporationBroker
December 1993 - October 1995 · 1 yr 10 mos
State Registrations22 states
AZCAFLGAHIILINMAMNMTNENJNMNVNYOHORPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Hengel - Financial Advisor | TrueAdvisor