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David Hengel

Ameriprise Financial Services, LLC
31 Years of Experience
Henderson, NV
2 DisclosuresBroker
View SEC Summary
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David Hengel is a registered investment advisor at Ameriprise Financial Services, LLC, based in Henderson, NV, with 31 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2900 Horizon Ridge Pkwy, Ste 201, Henderson, NV, 89052

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2009
Denied
Customer Dispute
June 2005
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2013 - Present · 13 yrs 1 mo
Ameriprise Financial Services, LLCBroker
September 2013 - Present · 13 yrs 1 mo
Previous Registrations
United Planners' Financial Services of America a Limited Partner
June 2012 - September 2013 · 1 yr 3 mos
United Planners' Financial Services of America a Limited PartnerBroker
May 2012 - September 2013 · 1 yr 4 mos
Edward Jones
January 2012 - February 2012 · 1 mo
Edward JonesBroker
January 2012 - February 2012 · 1 mo
United Planners' Financial Services of America a Limited Partner
August 2010 - January 2012 · 1 yr 5 mos
United Planners' Financial Services of America a Limited PartnerBroker
June 2010 - January 2012 · 1 yr 7 mos
Morgan Stanley & CO. IncorporatedBroker
May 2007 - June 2009 · 2 yrs 1 mo
Morgan Stanley & CO. Incorporated
May 2007 - June 2009 · 2 yrs 1 mo
Citigroup Global Markets INC.
April 2003 - June 2007 · 4 yrs 2 mos
Citigroup Global Markets INC.Broker
November 1995 - June 2007 · 11 yrs 7 mos
Financial Network Investment CorporationBroker
December 1993 - October 1995 · 1 yr 10 mos
State Registrations24 states
AZCAFLGAHIIDILINMAMNMTNCNENJNMNVNYOHORPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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