Jonathan Mirer
Jonathan Mirer is a registered investment advisor at Ameriprise Financial Services, LLC, based in Henderson, NV, with 53 years of industry experience. Jonathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
2495 Village View Dr Ste 200, Henderson, NV, 89074
Get directionsHistory
Regulatory History (9)
Customer Dispute
March 2020Customer Dispute
October 2016Customer Dispute
July 2016Customer Dispute
April 2016Customer Dispute
March 2016Customer Dispute
March 2016Customer Dispute
June 2001Employment Separation After Allegations
December 1992Customer Dispute
November 1986Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Wachovia Securities, LLC
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Dean Witter Reynolds INC.Broker
Cibc Oppenheimer CORP.Broker
Raymond James & Associates, INC.Broker
Connor Greenfield Securities CorporationBroker
Oppenheimer & CO., INC.Broker
Rotan Mosle INC.Broker
Oppenheimer & CO., INC.Broker
Dean Witter & CO. IncorporatedBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.