Joel Spitz is a registered investment advisor at Morgan Stanley, based in Naples, FL, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
8889 Pelican Bay Boulevard, Suite 300, Naples, FL, 34108
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Regulatory History (1)
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Customer Dispute
February 2008Settled
Other Business Activities
Joel owns Jamsage LLC, which owns an apartment that will be rented periodically. He dedicates minimal time to this activity.
Employment History
Current Registrations
Morgan StanleyBroker
July 2021 - Present · 5 yrs 2 mos
Morgan Stanley
July 2021 - Present · 5 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2009 - August 2021 · 12 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2009 - August 2021 · 12 yrs 1 mo
UBS Financial Services INC.
June 2002 - August 2009 · 7 yrs 2 mos
UBS Financial Services INC.Broker
March 1998 - August 2009 · 11 yrs 5 mos
Smith Barney INC.Broker
July 1993 - April 1998 · 4 yrs 9 mos
Lehman Brothers INC.Broker
September 1985 - July 1993 · 7 yrs 10 mos
State Registrations33 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.