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Angela -West

LPL Financial LLC
28 Years of Experience
Dallas, TX
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Angela -West is a registered investment advisor at LPL Financial LLC, based in Dallas, TX, with 28 years of industry experience. Angela is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1412 Main St Ste 1307, Dallas, TX, 75202

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2019
Denied
Customer Dispute
November 2019
Denied
Customer Dispute
October 2017
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Angela operates under the DBA "The West Group" for her LPL business and provides investment advisory services through Orion Wealth Management, LLC, dedicating nearly full-time hours to this. She also co-owns a patent with Tap2Space and is co-owner of The West McCandless Group, PLLC, selling non-variable insurance.

Employment History
Current Registrations
LPL Financial LLC
August 2025 - Present · 1 yr 2 mos
LPL Financial LLCBroker
March 2020 - Present · 6 yrs 7 mos
Previous Registrations
Orion Wealth Management LLC
February 2023 - July 2025 · 2 yrs 5 mos
LPL Financial LLC
March 2020 - November 2022 · 2 yrs 8 mos
Oppenheimer & CO. INC.
September 2017 - March 2020 · 2 yrs 6 mos
Oppenheimer & CO. INC.Broker
September 2017 - March 2020 · 2 yrs 6 mos
Raymond James & Associates, INC.
September 2008 - September 2017 · 9 yrs
Raymond James & Associates, INC.Broker
January 2008 - September 2017 · 9 yrs 8 mos
Allstate Financial Services, LLCBroker
October 2005 - January 2008 · 2 yrs 3 mos
First Command Financial Planning, INC.
September 2005 - October 2005 · 1 mo
First Command Bank
April 2004 - September 2005 · 1 yr 5 mos
First Command Financial Planning, INC.
January 2004 - April 2004 · 3 mos
First Command Financial Planning, INC.Broker
February 1998 - October 2005 · 7 yrs 8 mos
State Registrations18 states
ALCAFLGAHIIAKYMSNCNMNYOKPRSCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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