Angela -West
Angela -West is a registered investment advisor at LPL Financial LLC, based in Dallas, TX, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1412 Main St Ste 1308, Dallas, TX, 75202
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2019Customer Dispute
November 2019Customer Dispute
October 2017Other Business ActivitiesSells Insurance
Angela operates under the DBA "The West Group" for her LPL business and provides investment advisory services through Orion Wealth Management, LLC, dedicating nearly full-time hours to this. She also co-owns a patent with Tap2Space and is co-owner of The West McCandless Group, PLLC, selling non-variable insurance.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Orion Wealth Management LLC
LPL Financial LLC
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Allstate Financial Services, LLCBroker
First Command Financial Planning, INC.
First Command Bank
First Command Financial Planning, INC.
First Command Financial Planning, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.