Richard Schneider
Richard Schneider is a registered investment advisor at UBS Financial Services INC., based in Scottsdale, AZ, with 41 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
8501 N Scottsdale Road, Suite 100, Scottsdale, AZ, 85253
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2008Customer Dispute
March 2008Other Business Activities
Richard is the co-executor of the Estate of Alexander Dube, handling asset liquidation and distribution. The time commitment is currently unknown.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Kidder, Peabody & CO. IncorporatedBroker
Shearson Lehman Hutton INC.Broker
E. F. Hutton & Company INCBroker
Shearson Lehman Brothers INC.Broker
State Registrations40 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Jeoffrey WassonUBS Financial Services INC.
- Scott Watson, CFPUBS Financial Services INC.
- Robin AllenUBS Financial Services INC.
- Bryan DavidsonUBS Financial Services INC.
- Dylan Duniho, CFPStrategic Advisers LLC
- Michael Juilfs, CFPCommonwealth Financial Network