RA
RA

Robin Allen

46 Years of Experience
Scottsdale, AZ
2 DisclosuresBroker

Robin Allen is a registered investment advisor at UBS Financial Services INC., based in Scottsdale, AZ, with 46 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

8501 N Scottsdale Road, Suite 100, Scottsdale, AZ, 85253

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History

Regulatory History (2)
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Customer Dispute
December 2009
Settled
Criminal
April 1977
Final Disposition
Employment History
Current Registrations
UBS Financial Services INC.
March 2010 - Present · 16 yrs 2 mos
UBS Financial Services INC.Broker
December 1979 - Present · 46 yrs 5 mos
UBS Financial Services INC.
December 1979 - Present · 46 yrs 5 mos
Previous Registrations
Paine, Webber, Jackson & Curtis IncorporatedBroker
October 1979 - January 1980 · 3 mos
State Registrations39 states
AKAZCACOCTDCDEFLGAHIIAIDILINMAMDMEMIMNMONCNENJNMNVNYOHOKORPARISCTNTXVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.