John Mclaughlin
John Mclaughlin is a registered investment advisor at Ameriprise Financial Services, LLC, based in Olean, NY, with 40 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
158 N Union St, Olean, NY, 14760
Get directionsHistory
Regulatory History (3)
Customer Dispute
June 2020Customer Dispute
August 2008Customer Dispute
June 2002Other Business Activities
John owns commercial real estate since 2020. This activity is not investment-related.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
UBS Financial Services INC.Broker
UBS Financial Services INC.
Mcdonald Investments INC.Broker
Mcdonald Investments INC.
Key Investments INC.Broker
Independent Financial Securities, INC.Broker
Gna Securities, INC.Broker
Independent Financial Securities, INC.Broker
Empire National Securities, IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Thomas James Associates, INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.