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CFP
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CFP

Ronald Braun

Vantage Point Financial, LLC
40 Years of Experience
Farmington Hills, MI
2 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Ronald Braun is a CFP-designated registered investment advisor at Vantage Point Financial, LLC, based in Farmington Hills, MI, with 40 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Education Planning, and 8 more. Their firm serves 566 clients with $480M in assets under management.

Vantage Point Financial, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
16 advisors
Number of Clients
566 clients
Average Client Portfolio
$856K average
Assets Under Management
$484.6M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Annual fees range from 0.50% to 1.50% based on complexity, asset level, and overall relationship. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Farmington Hills, MI

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2011
Settled
Customer Dispute
December 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Ronald is a board member of the Greater Northville UM Alumni Club, a volunteer position requiring minimal time. He also sells insurance products through various carriers, dedicating a few hours per week.

Employment History
Current Registrations
Vantage Point Financial, LLC
February 2022 - Present · 4 yrs 8 mos
Previous Registrations
Spc
April 2011 - February 2022 · 10 yrs 10 mos
Sigma Financial CorporationBroker
April 2011 - February 2022 · 10 yrs 10 mos
Cig Asset Management, INC.
September 2010 - April 2011 · 7 mos
Cig SecuritiesBroker
October 2009 - April 2011 · 1 yr 6 mos
Householder Group, Estate & Retirement Specialists
October 2007 - September 2009 · 1 yr 11 mos
Sagepoint Financial, INC.Broker
October 2007 - October 2009 · 2 yrs
Bentley-Lawrence Securities, INC.Broker
October 2003 - September 2007 · 3 yrs 11 mos
Invest Financial CorporationBroker
May 2003 - October 2003 · 5 mos
Vestax Securities CorporationBroker
July 1999 - May 2003 · 3 yrs 10 mos
First Allied Securities, INC.Broker
October 1998 - July 1999 · 9 mos
First Chicago Nbd Investment Services, INC.Broker
March 1996 - October 1998 · 2 yrs 7 mos
Essex National Securities, INC.Broker
February 1994 - March 1996 · 2 yrs 1 mo
Vestax Securities CorporationBroker
November 1990 - February 1994 · 3 yrs 3 mos
Mutual Service CorporationBroker
May 1989 - December 1990 · 1 yr 7 mos
Korn, Womack, Stern and Associates, INC.Broker
January 1986 - March 1989 · 3 yrs 2 mos
Value Equities CorporationBroker
September 1985 - January 1986 · 4 mos
State Registrations2 states
MITX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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