Steven Frank
Steven Frank is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Cincinnati, OH, with 40 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
255 E 5th St Ste 1400, Cincinnati, OH, 45202
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 1987Other Business Activities
Steven owns rental properties through both direct ownership and Martha and Nate's, LLC, and is involved with the Covington Economic Development Authority and the City of Covington Committee. These activities require minimal time and are not investment-related, except for the rental properties.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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