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Christopher Desimio

Wells Fargo Advisors
44 Years of Experience
Cincinnati, OH
5 DisclosuresBroker
View SEC Summary
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Christopher Desimio is a registered investment advisor at Wells Fargo Advisors, based in Cincinnati, OH, with 44 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

8044 Montgomery Rd Ste 570, Towers of Kenwood, Cincinnati, OH, 45236

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2013
Settled
Customer Dispute
November 2002
Denied
Customer Dispute
January 1999
Settled
Customer Dispute
October 1994
Settled
Customer Dispute
February 1994
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Christopher has a 50% ownership in Runnoff Acres, a farm where he grows organic vegetables and maintains the grounds, dedicating about a quarter of his time. He is also a finance committee member for Cincinnati Public Radio, spending minimal time reviewing financial statements and investment performance.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
June 2015 - Present · 11 yrs 4 mos
Wells Fargo Clearing Services, LLC
June 2015 - Present · 11 yrs 4 mos
Wells Fargo Advisors
June 2015 - Present · 11 yrs 4 mos
Previous Registrations
Morgan Stanley
June 2009 - June 2015 · 6 yrs
Morgan StanleyBroker
June 2009 - June 2015 · 6 yrs
Morgan Stanley & CO. Incorporated
October 2008 - June 2009 · 8 mos
Morgan Stanley & CO. IncorporatedBroker
October 2008 - June 2009 · 8 mos
UBS Financial Services INC.
March 2002 - October 2008 · 6 yrs 7 mos
UBS Financial Services INC.Broker
March 2002 - October 2008 · 6 yrs 7 mos
Salomon Smith Barney INC.Broker
July 1993 - March 2002 · 8 yrs 8 mos
Lehman Brothers INC.Broker
June 1991 - July 1993 · 2 yrs 1 mo
Painewebber IncorporatedBroker
April 1986 - June 1991 · 5 yrs 2 mos
E. F. Hutton & Company INCBroker
March 1982 - May 1986 · 4 yrs 2 mos
State Registrations38 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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