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Nicholas Grimm
20 Years of Experience
Cincinnati, OH
1 DisclosureBroker
Nicholas Grimm is a registered investment advisor at Wells Fargo Advisors, based in Cincinnati, OH, with 20 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
255 E 5th St Ste 1400, Cincinnati, OH, 45202
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2011Denied
Employment History
Current Registrations
Wells Fargo Advisors
August 2017 - Present · 8 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
August 2017 - Present · 8 yrs 9 mos
Previous Registrations
Fifth Third Securities, INC.
February 2009 - August 2017 · 8 yrs 6 mos
Fifth Third Securities, INC.Broker
October 2008 - August 2017 · 8 yrs 10 mos
Natcity Investments, INC.
August 2008 - October 2008 · 2 mos
Natcity Investments, INC.Broker
May 2006 - October 2008 · 2 yrs 5 mos
Woodbury Financial Services, INC.Broker
February 2006 - May 2006 · 3 mos
Fidelity Brokerage Services LLCBroker
September 2005 - January 2006 · 4 mos
State Registrations18 states
CACOFLGAINKYMDMINCNYOHOKSCTNTXVAVTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.