JB
JB

John Burgraff

40 Years of Experience
Scottsdale, AZ
5 DisclosuresBroker

John Burgraff is a registered investment advisor at Morgan Stanley, based in Scottsdale, AZ, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

14850 North Scottsdale Road, Suite 600, Scottsdale, AZ, 85254

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2008
Settled
Customer Dispute
July 2002
Pending
Customer Dispute
March 1993
Settled
Customer Dispute
November 1991
Settled
Customer Dispute
January 1990
Settled
Other Business Activities

John is involved with a trust in Scottsdale, AZ since November 2020. This activity requires minimal time.

Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
January 1988 - June 2009 · 21 yrs 5 mos
Buchanan & CO., INC.Broker
February 1986 - January 1988 · 1 yr 11 mos
Buchanan & CO., INC.Broker
September 1985 - January 1986 · 4 mos
State Registrations39 states
ARAZCACOCTDEFLGAHIIAIDILINKSKYMAMDMIMNMOMTNCNJNMNVNYOHOKORPARISCTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Burgraff - Financial Advisor | TrueAdvisor