Winnie Mou
Winnie Mou is a registered investment advisor at Ameriprise Financial Services, LLC, based in Mount Laurel, NJ, with 27 years of industry experience. Winnie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
3000 Atrium Way, Ste 510, Mount Laurel, NJ, 08054-3914
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
October 2007Other Business ActivitiesSells Insurance
Winnie is an independent insurance broker, selling various types of insurance including disability, life, health, property, and casualty. She also has ownership in a retail travel agency and family-owned real estate, dedicating about 10-20% of her time to insurance activities.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Equity Services, INC.Broker
World Group Securities, INC.Broker
State Farm Vp Management CORP.Broker
Rampart Financial Services, INC.Broker
Cadaret, Grant & CO., INC.Broker
United Planners' Financial Services of America a Limited PartnerBroker
Nathan & Lewis Securities, INC.Broker
Pruco Securities CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.