JY
JY

John Yerger

40 Years of Experience
Johnstown, PA
1 DisclosureBroker

John Yerger is a registered investment advisor, based in Johnstown, PA, with 40 years of industry experience.

Location

1404 Dwight Drive, Johnstown, PA, 15904

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2009
Settled
Other Business Activities

John is the Tournament Chairman for the Sunnehanna Amateur, responsible for player invitations, organizing the event, and managing the budget since 2010. This takes about 10-20% of his time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2021 - Present · 4 yrs 8 mos
Raymond James Financial Services, INC.Broker
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Morgan Stanley
September 2010 - October 2021 · 11 yrs 1 mo
Morgan StanleyBroker
July 2010 - October 2021 · 11 yrs 3 mos
Wells Fargo Advisors, LLCBroker
October 1999 - August 2010 · 10 yrs 10 mos
First Union Capital Markets CORP.Broker
May 1992 - October 1999 · 7 yrs 5 mos
Lehman Brothers INC.Broker
October 1988 - May 1992 · 3 yrs 7 mos
Painewebber IncorporatedBroker
February 1988 - November 1988 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1985 - February 1988 · 2 yrs 4 mos
State Registrations7 states
DCGAKYMENJPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.