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Bruce Davis
39 Years of Experience
New York, NY
1 DisclosureBroker
Bruce Davis is a registered investment advisor at Raymond James & Associates, INC., based in New York, NY, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
320 Park Avenue, Fl 14, New York, NY, 10022
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2008Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
June 2021 - Present · 5 yrs 1 mo
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 10 mos
Previous Registrations
Deutsche Bank Securities INC.Broker
June 2008 - September 2016 · 8 yrs 3 mos
Bear, Stearns & CO. INC.Broker
August 2001 - June 2008 · 6 yrs 10 mos
Prudential Securities IncorporatedBroker
March 1991 - December 2000 · 9 yrs 9 mos
Prudential Securities IncorporatedBroker
February 1991 - March 1991 · 1 mo
Tucker Anthony IncorporatedBroker
April 1990 - February 1991 · 10 mos
Drexel Burnham Lambert Government Securities INC.Broker
February 1989 - March 1990 · 1 yr 1 mo
Drexel Burnham Lambert IncorporatedBroker
September 1987 - March 1990 · 2 yrs 6 mos
Citicorp Securities Markets, INC.Broker
October 1985 - May 1987 · 1 yr 7 mos
State Registrations25 states
ALAZCACOCTFLILINMAMDMIMOMTNCNENJNYOKORPARITNTXVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.