Kenneth Canepa is a registered investment advisor at Union Capital Management CORP, based in New Orleans, LA, with 24 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 49 clients with $64M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 1.00% |
| $3M+ | 1.00% |
Fees are negotiable for assets over $3,000,000. Accounts established prior to January 1, 2021, are charged 1% of assets under management. For accounts established after that date with assets of $1,000,000 and under, the fees are: 0.50% for fixed income accounts, 0.80% for balanced accounts, and 1.00% for stock accounts.
Fee Estimator
Location
New Orleans, LA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Union Capital Management CORP
Previous Registrations
First Commonwealth Securities CorporationBroker
Fsc Securities CorporationBroker
First Ohio Securities CompanyBroker
Dover Group, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.