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Christopher Noble
40 Years of Experience
Tampa, FL
2 DisclosuresBroker
Christopher Noble is a registered investment advisor at Raymond James & Associates, INC., based in Tampa, FL, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1646 W. Snow Avenue, Suite 4, Tampa, FL, 33606
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2006Settled
Regulatory
December 1989Final
Other Business Activities
Christopher is a partner and owner of Sennett Properties LLC, a real estate investment company, since 2012. He dedicates minimal time to this activity.
Employment History
Current Registrations
Raymond James & Associates, INC.
July 2024 - Present · 1 yr 10 mos
Raymond James & Associates, INC.Broker
July 2024 - Present · 1 yr 10 mos
Previous Registrations
Wells Fargo Advisors
October 1999 - July 2024 · 24 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
October 1999 - July 2024 · 24 yrs 9 mos
First Union Capital Markets CORP.Broker
August 1999 - October 1999 · 2 mos
Painewebber IncorporatedBroker
December 1991 - August 1999 · 7 yrs 8 mos
Chatfield Dean & CO., INC.Broker
December 1990 - December 1991 · 1 yr
The Stuart-James Company, IncorporatedBroker
October 1985 - December 1990 · 5 yrs 2 mos
State Registrations30 states
ALARAZCACOCTDEFLGAHIILINKSLAMAMDMEMOMSNCNJNVNYOHPASCTNTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.