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Michael Lieberman

Stifel, Nicolaus & Company, Incorporated
40 Years of Experience
Morristown, NJ
1 DisclosureBroker
View SEC Summary
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Michael Lieberman is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Morristown, NJ, with 40 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

305 Madison Avenue, Morristown, NJ, 07960

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2017
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
February 2020 - Present · 6 yrs 8 mos
Stifel, Nicolaus & Company, Incorporated
February 2020 - Present · 6 yrs 8 mos
Previous Registrations
Morgan Stanley
January 2013 - March 2020 · 7 yrs 2 mos
Morgan StanleyBroker
January 2013 - March 2020 · 7 yrs 2 mos
Wells Fargo Advisors, LLCBroker
June 2007 - January 2013 · 5 yrs 7 mos
Wells Fargo Advisors, LLC
June 2007 - January 2013 · 5 yrs 7 mos
J. B. Hanauer & CO.
July 2003 - July 2007 · 4 yrs
J. B. Hanauer & CO.Broker
March 2002 - July 2007 · 5 yrs 4 mos
RBC Dain Rauscher INC.Broker
March 2002 - April 2002 · 1 mo
Tucker Anthony IncorporatedBroker
September 1999 - March 2002 · 2 yrs 6 mos
Gibraltar Securities CO.Broker
March 1997 - September 1999 · 2 yrs 6 mos
First Interregional Equity CORP.Broker
July 1996 - May 1997 · 10 mos
Smith Barney INC.Broker
January 1995 - August 1996 · 1 yr 7 mos
Halpert and Company, INC.Broker
March 1988 - January 1995 · 6 yrs 10 mos
Philips, Appel & Walden, INC.Broker
December 1985 - December 1987 · 2 yrs
Broadchild Securities CORP.Broker
November 1985 - December 1985 · 1 mo
State Registrations17 states
AZCACTFLMAMDMEMNNHNJNVNYPARITNWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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