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Marc Sukoneck

Stifel, Nicolaus & Company, Incorporated
29 Years of Experience
Morristown, NJ
6 DisclosuresBroker
View SEC Summary
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Marc Sukoneck is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Morristown, NJ, with 29 years of industry experience. Marc is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

305 Madison Avenue, Morristown, NJ, 07960

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2017
Settled
Customer Dispute
March 2013
Settled
Customer Dispute
January 2013
Settled
Customer Dispute
November 2011
Settled
Customer Dispute
March 2009
Settled
Customer Dispute
April 2002
Pending
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Marc is on the Board of Directors for The Arc of Union County, focusing on disability needs, spending minimal time per week. He is also the Treasurer for the Randolph Baseball Diamond Club, managing merchandise and budget, dedicating a few hours per week.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
August 2007 - Present · 19 yrs 2 mos
Stifel, Nicolaus & Company, IncorporatedBroker
August 2007 - Present · 19 yrs 2 mos
Previous Registrations
Ryan Beck & CO.
July 1999 - August 2007 · 8 yrs 1 mo
Ryan Beck & CO.Broker
July 1997 - August 2007 · 10 yrs 1 mo
State Registrations13 states
CACTDEFLILMAMTNJNYPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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