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Christopher Larkey

34 Years of Experience
Morristown, NJ
1 DisclosureBroker

Christopher Larkey is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Morristown, NJ, with 34 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

305 Madison Avenue, Morristown, NJ, 07960

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2000
Settled
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
April 2007 - Present · 19 yrs 6 mos
Stifel, Nicolaus & Company, IncorporatedBroker
April 2007 - Present · 19 yrs 6 mos
Previous Registrations
Ryan Beck & CO.
July 2002 - April 2007 · 4 yrs 9 mos
Ryan Beck & CO.Broker
April 2002 - April 2007 · 5 yrs
Gruntal & CO., L.L.C.Broker
September 1995 - May 2002 · 6 yrs 8 mos
L.C. Wegard & CO., INC.Broker
September 1992 - September 1995 · 3 yrs
State Registrations23 states
AZCACODEFLGAINKYMAMDMINCNHNJNVNYOKORPASCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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