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Heather Pospisil

Ameriprise Financial Services, LLC
20 Years of Experience
Independence, OH
1 DisclosureBroker
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Heather Pospisil is a registered investment advisor at Ameriprise Financial Services, LLC, based in Independence, OH, with 20 years of industry experience. Heather is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12908 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6060 Rockside Woods Blvd N, Ste 141, Independence, OH, 44131

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
July 2018
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Heather is involved in business ownership activities, dedicating a few hours per week. This activity is not investment-related and began in June 2022.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2022 - Present · 4 yrs 4 mos
Ameriprise Financial Services, LLCBroker
June 2022 - Present · 4 yrs 4 mos
Ameriprise Financial Services, LLC
June 2022 - Present · 4 yrs 4 mos
Previous Registrations
Morgan Stanley
October 2018 - June 2022 · 3 yrs 8 mos
Morgan StanleyBroker
August 2018 - June 2022 · 3 yrs 10 mos
E*trade Capital Management, LLC
December 2013 - August 2018 · 4 yrs 8 mos
E*trade Securities LLCBroker
December 2013 - August 2018 · 4 yrs 8 mos
Strategic Advisers, INC.
June 2009 - December 2012 · 3 yrs 6 mos
Fidelity Brokerage Services LLCBroker
September 2005 - December 2012 · 7 yrs 3 mos
State Registrations14 states
AZCACOFLILINLANCNJNVOHPASCWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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