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Harmon Dickson
39 Years of Experience
Austin, TX
1 DisclosureBroker
Harmon Dickson is a registered investment advisor at Raymond James & Associates, INC., based in Austin, TX, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
6034 West Courtyard Drive, Suite 305, Austin, TX, 78730
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2011Settled
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
June 2016 - Present · 9 yrs 11 mos
Raymond James & Associates, INC.
June 2016 - Present · 9 yrs 11 mos
Previous Registrations
J.P. Morgan Securities LLC
April 2013 - June 2016 · 3 yrs 2 mos
J.P. Morgan Securities LLCBroker
April 2013 - June 2016 · 3 yrs 2 mos
Morgan Stanley
October 2010 - February 2013 · 2 yrs 4 mos
Morgan StanleyBroker
September 2010 - February 2013 · 2 yrs 5 mos
Chase Investment Services CORP.
September 2009 - November 2009 · 2 mos
Chase Investment Services CORP.Broker
September 2009 - November 2009 · 2 mos
Wells Fargo Advisors, LLC
July 2003 - May 2009 · 5 yrs 10 mos
Wachovia Securities, LLCBroker
July 2003 - May 2009 · 5 yrs 10 mos
Prudential Securities Incorporated
June 1996 - July 2003 · 7 yrs 1 mo
Prudential Securities IncorporatedBroker
December 1993 - July 2003 · 9 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1985 - December 1993 · 8 yrs 2 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.