Charles Cooper
Charles Cooper is a registered investment advisor at Raymond James & Associates, INC., based in Austin, TX, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
6034 West Courtyard Drive, Suite 305, Austin, TX, 78730
Get directionsHistory
Regulatory History (3)
Customer Dispute
May 2017Customer Dispute
May 2009Customer Dispute
November 2004Other Business Activities
Charles is an officer (Treasurer) of the Pedernales Hills Homeowners Association, a non-profit organization. He spends minimal time collecting dues, issuing payments, and reporting balances for the HOA.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
UBS Financial Services INC.Broker
UBS Financial Services INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.