Joseph Klauzar
Joseph Klauzar is a registered investment advisor at Raymond James & Associates, INC., based in Beverly Hills, CA, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
9595 Wilshire Blvd., SUITE 801 and 200, Beverly Hills, CA, 90212
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2021Other Business Activities
Joseph is a licensed real estate broker since 1988, but his license is in "non-working status" and he spends minimal time on this activity. The activity is investment-related.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Pacific Pearl GroupBroker
Pacific Cornerstone Capital IncorporatedBroker
Aim Private Asset Management
A I M Distributors, INC.Broker
Invesco
Invesco Distributors, INC.Broker
Nationwide Advisory Services, INC.Broker
Evergreen Investment Services, INC.Broker
Painewebber IncorporatedBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.