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Joseph Rice

40 Years of Experience
Ridgeland, MS
1 DisclosureBroker

Joseph Rice is a registered investment advisor at Raymond James & Associates, INC., based in Ridgeland, MS, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

200 Concourse Suite 100, 1062 Highland Colony Parkway, Ridgeland, MS, 39157

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History

Regulatory History (1)
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Customer Dispute
December 1997
Settled
Other Business Activities

Joseph is an officer and Vice President on the Executive Advisory Board of the College of Business at Mississippi State University. He dedicates a few hours per week to advising the Dean and faculty.

Employment History
Current Registrations
Raymond James & Associates, INC.
August 2013 - Present · 12 yrs 11 mos
Raymond James & Associates, INC.Broker
August 2013 - Present · 12 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 1986 - August 2013 · 27 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1985 - August 2013 · 27 yrs 10 mos
State Registrations21 states
ALARCACOFLGAIDILLAMIMSNCNYOKORPASCTNTXUTVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.