Nancy Branton
Nancy Branton is a registered investment advisor at Raymond James & Associates, INC., based in Ridgeland, MS, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
200 Concourse Suite 100, 1062 Highland Colony Parkway, Ridgeland, MS, 39157
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2018Customer Dispute
March 2009Customer Dispute
June 2008Other Business Activities
Nancy is a board member of the Mississippi Symphony Orchestra and Foundation since 2010, dedicating a few hours per week. This activity is related to art, music, and education.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
Sterne, Agee & Leach, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Gna Securities, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
Lincoln Investment Planning, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.