Ken Barnett is a registered investment advisor at Stephens, based in Ridgeland, MS, with 42 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 21,784 clients with $16B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
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Fee Structure
Stephens Inc. offers several investment management programs with fees based on a percentage of assets managed. Fees are negotiable and vary from client to client. Fees for some programs are charged quarterly in arrears, while others are charged monthly in advance. Clients may also incur markups or markdowns on fixed income transactions. Some programs may also have performance-based fees.
Location
140 Township Avenue, Ste 202, Ridgeland, MS, 39157
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Regulatory History (5)
Customer Dispute
April 2015Customer Dispute
September 2008Customer Dispute
June 2008Customer Dispute
September 1998Customer Dispute
June 1998Employment History
Current Registrations
Stephens
StephensBroker
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.