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Robert Taylor

International Assets Investment Management, LLC
38 Years of Experience
Oklahoma City, OK
7 Disclosures
View SEC Summary
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Robert Taylor is a registered investment advisor at International Assets Investment Management, LLC, based in Oklahoma City, OK, with 38 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,961 clients with $2.6B in assets under management.

International Assets Investment Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
121 advisors
Number of Clients
5,961 clients
Average Client Portfolio
$431K average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Fees are negotiable up to an annual maximum of 3.00% depending on portfolio size, transaction fee inclusion, and service complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

13100 N. Macarthur Blvd., Oklahoma City, OK, 73142

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2023
Settled
Judgment / Lien
October 2021
Regulatory
July 2017
Final
Criminal
December 2015
Final Disposition
Customer Dispute
February 2006
Settled
Customer Dispute
May 2003
Settled
Employment Separation After Allegations
October 1990
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robert is the President of Choice Financial Services, Inc., a private label entity for securities business, dedicating nearly full-time hours to this role. He also works as an instructor for the Society of Financial Awareness, providing free financial literacy seminars.

Employment History
Current Registrations
International Assets Investment Management, LLC
March 2022 - Present · 4 yrs 7 mos
Previous Registrations
International Assets Investment Management, LLC
March 2020 - January 2022 · 1 yr 10 mos
International Assets Investment Management, LLC
December 2017 - January 2019 · 1 yr 1 mo
Voya Financial Advisors, INC.
August 1996 - August 2017 · 21 yrs
Voya Financial Advisors, INC.Broker
October 1995 - August 2017 · 21 yrs 10 mos
Mony Securities CORP.Broker
October 1991 - September 1995 · 3 yrs 11 mos
Pruco Securities CorporationBroker
October 1985 - November 1990 · 5 yrs 1 mo
State Registrations1 state
OK
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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