John Carlson
John Carlson is a registered investment advisor at Independent Financial Group, LLC, based in Los Angeles, CA, with 40 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
Los Angeles, CA
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 2004Customer Dispute
January 2004Customer Dispute
March 1994Other Business ActivitiesSells Insurance
John is the 100% owner of Carlson Wealth Management, a DBA used for marketing purposes, and spends more than full-time on it. He is also a California insurance agent offering various types of insurance products, dedicating a few hours per week.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Wells Fargo Van Kasper, LLCBroker
Smith Barney INC.Broker
Prudential Securities IncorporatedBroker
Painewebber IncorporatedBroker
First American National Securities, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.