Michael Mullen is a registered investment advisor, based in Red Bank, NJ, with 37 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2-10 Broad St., Suite 203/303, Red Bank, NJ, 07701
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 1996Regulatory
October 1990Other Business ActivitiesSells Insurance
Michael manages branch expenses through The Biotech Group LLC and is involved with several B. Riley entities, including insurance sales as Chairman and Agent of B. Riley Wealth Insurance Corp. He also holds positions in Mullen Group Partners, LLC, B. Riley Wealth Tax Services, NAM Special Situations Management LLC, B. Riley Private Shares Management 2022-1, LLC, and B. Riley Securities.
Employment History
Current Registrations
B. Riley Securities, INC.Broker
B. Riley Securities, INC.
B. Riley Wealth Private Shares
B. Riley Wealth ManagementBroker
B. Riley Wealth Advisors, INC.
Previous Registrations
B Riley Wealth Management
Winslow, Evans & Crocker, INC.Broker
National Securities CorporationBroker
Gunnallen Financial, INCBroker
Joseph Stevens & Company, INC.Broker
A.S. Goldmen & CO., INC.Broker
D. H. Blair & CO., INC.Broker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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