John Duffin
John Duffin is a ChFC-designated registered investment advisor at Ameritas Advisory Services, LLC, based in Fishers, IN, with 40 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 29,718 clients with $14B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1.0M - $3.0M | 1.25% |
| $3M+ | 1.00% |
Fees vary by specific program selected. Some programs include an additional program fee ranging from 0.05% to 0.35% on top of the investment professional fee.
Fee Estimator
Location
Fishers, IN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is the owner/president of Duffin Financial & Insurance Brokerage, Inc., dedicating full-time hours to sales, marketing, compliance, and bookkeeping. He is also an agent for United Health Care, focusing on Medicare-related products, and a general agent for Heritage Advisory Group, selling life, disability, annuity, and long-term care insurance, both of which also take full-time hours.
Employment History
Current Registrations
Ameritas Advisory Services, LLC
Ameritas Investment Company, LLCBroker
Previous Registrations
Ameritas Advisory Services
Ameritas Investment Company, LLCBroker
Oneamerica Securities, INC.
Oneamerica Securities, INC.Broker
Ing Financial Partners, INC.Broker
Locust Street Securities, INC.Broker
Cna Investor Services, INC.Broker
Thurston, Springer, Miller, Herd & Titak, INC.Broker
Historic Square Equities, IncorporatedBroker
E.I. Sales, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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