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Stephen Seiber
38 Years of Experience
La Jolla, CA
1 DisclosureBroker
Stephen Seiber is a registered investment advisor at UBS Financial Services INC., based in La Jolla, CA, with 38 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
1200 Prospect Street, Suite 100, La Jolla, CA, 92037
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2023Denied
Employment History
Current Registrations
UBS Financial Services INC.
July 1997 - Present · 29 yrs 3 mos
UBS Financial Services INC.
August 1989 - Present · 37 yrs 2 mos
UBS Financial Services INC.Broker
August 1989 - Present · 37 yrs 2 mos
Previous Registrations
Investors Retirement & Management CorporationBroker
April 1986 - September 1987 · 1 yr 5 mos
State Registrations26 states
AZCACODEFLHIIDILINKSMAMDMIMOMTNCNMNVNYOHORTNTXUTVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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