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Stephen Seiber

38 Years of Experience
La Jolla, CA
1 DisclosureBroker

Stephen Seiber is a registered investment advisor at UBS Financial Services INC., based in La Jolla, CA, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

1200 Prospect Street, Suite 100, La Jolla, CA, 92037

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History

Regulatory History (1)
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Customer Dispute
May 2023
Denied
Employment History
Current Registrations
UBS Financial Services INC.
July 1997 - Present · 28 yrs 10 mos
UBS Financial Services INC.
August 1989 - Present · 36 yrs 9 mos
UBS Financial Services INC.Broker
August 1989 - Present · 36 yrs 9 mos
Previous Registrations
Investors Retirement & Management CorporationBroker
April 1986 - September 1987 · 1 yr 5 mos
State Registrations26 states
AZCACODEFLHIIDILINKSMAMDMIMOMTNCNMNVNYOHORTNTXUTVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.