Glenn Mosier
Glenn Mosier is a registered investment advisor at UBS Financial Services INC., based in La Jolla, CA, with 53 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
1200 Prospect Street, Suite 100, La Jolla, CA, 92037
Get directionsHistory
Regulatory History (4)
Customer Dispute
March 2008Customer Dispute
February 2008Customer Dispute
November 1993Customer Dispute
March 1985Other Business Activities
Glenn is a board member and advisory board member for a trade or industry association and a 501c3 foundation, respectively, since 2009. The organization aims to accelerate the innovation hub in San Diego, CA.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Wzw Financial Services, INC.Broker
Westfield Securities CompanyBroker
S. J. Wolfe & CO.Broker
The Lincoln National Life Insurance CompanyBroker
Hayden, Stone IncorporatedBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.