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Deborah Neumann

40 Years of Experience
Little Rock, AR

Deborah Neumann is a registered investment advisor at Bass and Bell, INC., based in Little Rock, AR, with 40 years of industry experience. Deborah operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 325 clients with $870M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
6 advisors
Number of Clients
325 clients
Average Client Portfolio
$2.7M average
Assets Under Management
$874.6M

Fee Structure

Planning is included in investment management

Bass and Bell's investment management fees are individually negotiated with each client and are based on a percentage of the value of your portfolio. The maximum fee is 0.9% per year, depending on the level of engagement.

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Location

1 Information Way, Suite 200, Little Rock, AR, 72202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Bass and Bell, INC.
April 2019 - Present · 7 yrs 1 mo
Previous Registrations
Raymond James & Associates, INC.Broker
February 2014 - April 2019 · 5 yrs 2 mos
Raymond James & Associates, INC.
February 2014 - April 2019 · 5 yrs 2 mos
Stephens
January 2004 - February 2014 · 10 yrs 1 mo
StephensBroker
February 2003 - February 2014 · 11 yrs
Morgan Stanley Dw INC.Broker
December 1985 - February 2003 · 17 yrs 2 mos
State Registrations1 state
AR
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.