Mark Delgadillo
Mark Delgadillo is a registered investment advisor at Sfe Investment Counsel INC., based in Los Angeles, CA, with 39 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 894 clients with $750M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $1.3M | 1.75% |
| $1.3M - $3.3M | 1.50% |
| $3.3M - $8.3M | 1.25% |
| $8.3M+ | 1.00% |
Fees are negotiable. For dual-contract relationships, the annual rate is 0.50%, subject to a minimum annual fee of $500. This fee is also negotiable in select circumstances.
Fee Estimator
Location
801 South Figueroa Street, Suite 610, Los Angeles, CA, 90017
Get directionsHistory
Regulatory History (4)
Regulatory
March 2021Employment Separation After Allegations
April 2020Customer Dispute
October 2010Customer Dispute
September 2004Employment History
Current Registrations
Sfe Investment Counsel INC.
Previous Registrations
D.A. Davidson & CO.
D.A. Davidson & CO.Broker
Crowell Weedon & CO.
Crowell Weedon & CO.Broker
Crowell, Weedon & CO.
Crowell, Weedon & CO.Broker
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Pruco Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.