James Moylan is a CFA-designated registered investment advisor at Sfe Investment Counsel INC., based in Los Angeles, CA, with 18 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 894 clients with $750M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $1.3M | 1.75% |
| $1.3M - $3.3M | 1.50% |
| $3.3M - $8.3M | 1.25% |
| $8.3M+ | 1.00% |
Fees are negotiable. For dual-contract relationships, the annual rate is 0.50%, subject to a minimum annual fee of $500. This fee is also negotiable in select circumstances.
Fee Estimator
Location
801 South Figueroa Street, Suite 610, Los Angeles, CA, 90017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sfe Investment Counsel INC.
Previous Registrations
Stern Fisher Edwards INCBroker
State Registrations1 state
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