Evan Fishman is a registered investment advisor at Morgan Stanley, based in Atlanta, GA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3280 Peachtree Road Northeast, Suite 2000, Pwm, Atlanta, GA, 30305
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Regulatory History (3)
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Customer Dispute
February 2013Settled
Regulatory
September 2004Final
Customer Dispute
April 2001Settled
Employment History
Current Registrations
Morgan Stanley
June 2020 - Present · 5 yrs 11 mos
Morgan StanleyBroker
June 2020 - Present · 5 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
June 2006 - July 2020 · 14 yrs 1 mo
UBS Financial Services INC.Broker
June 2006 - July 2020 · 14 yrs 1 mo
Merrill Lynch Pierce Fenner & Smith INC.
March 1998 - June 2006 · 8 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1992 - June 2006 · 13 yrs 7 mos
State Registrations24 states
ALAZCACOCTDCDEFLGAIDILKSMAMDMINCNYOHOKRISCTNTXWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.