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Mark Millar

Symphony Financial Services, INC.
40 Years of Experience
Akron, OH
1 DisclosureBroker
View SEC Summary
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Mark Millar is a registered investment advisor at Symphony Financial Services, INC., based in Akron, OH, with 40 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 641 clients with $430M in assets under management.

Symphony Financial Services, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
641 clients
Average Client Portfolio
$669K average
Assets Under Management
$428.7M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.00% for Asset Management and 2.50% for Comprehensive Portfolio Management. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4100 Embassy Parkway, Suite 100, Akron, OH, 44333

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
April 2022
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Mark operates his LPL business under the DBA Symphony Financial Services, Inc. He also provides investment advisory services through Symphony Financial Services, Inc. as an IAR, spending about 10% of his time on this activity.

Employment History
Current Registrations
Symphony Financial Services, INC.
June 2020 - Present · 6 yrs 4 mos
LPL Financial LLCBroker
May 2020 - Present · 6 yrs 5 mos
Previous Registrations
LPL Financial LLC
May 2020 - October 2022 · 2 yrs 5 mos
Wells Fargo Clearing Services, LLC
August 2016 - May 2020 · 3 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
August 2016 - May 2020 · 3 yrs 9 mos
Robert W. Baird & CO. Incorporated
October 2004 - September 2016 · 11 yrs 11 mos
Robert W. Baird & CO. IncorporatedBroker
October 2004 - September 2016 · 11 yrs 11 mos
Wachovia Securities, LLC
May 1999 - November 2004 · 5 yrs 6 mos
Wachovia Securities, LLCBroker
September 1990 - November 2004 · 14 yrs 2 mos
Prescott, Ball & Turben, INC.Broker
November 1989 - September 1990 · 10 mos
Shearson Lehman Hutton INC.Broker
February 1988 - December 1989 · 1 yr 10 mos
E. F. Hutton & Company INCBroker
December 1985 - February 1988 · 2 yrs 2 mos
State Registrations4 states
FLMAOHWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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