Craig Small is a CFA-designated registered investment advisor at Symphony Financial Services, INC., based in Akron, OH, with 17 years of industry experience. Craig operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 7 more. Their firm serves 641 clients with $430M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Symphony Financial offers asset management and comprehensive portfolio management services. The maximum annual fee for asset management is 2.00% of the account value. The maximum annual fee for comprehensive portfolio management is 2.50% of the account value. Fees are negotiable and are deducted from the account quarterly.
Location
4100 Embassy Parkway, Suite 100, Akron, OH, 44333
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Craig operates his LPL business under the DBA Symphony Financial Services, Inc. He also provides investment advisory services through Symphony Financial Services, Inc. as a VP and Analyst, dedicating nearly full-time hours to this activity. Additionally, Craig spends a few hours per week managing employees at Kim and Associates and minimal time assisting with website maintenance for PBOC National LLC.
Employment History
Current Registrations
Symphony Financial Services, INC.
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
State Registrations19 states
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