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Spencer Gabriel

Symphony Financial Services, INC.
36 Years of Experience
Akron, OH
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Spencer Gabriel is a registered investment advisor at Symphony Financial Services, INC., based in Akron, OH, with 36 years of industry experience. Spencer is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 641 clients with $430M in assets under management.

Symphony Financial Services, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
641 clients
Average Client Portfolio
$669K average
Assets Under Management
$428.7M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.00% for Asset Management and 2.50% for Comprehensive Portfolio Management. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4100 Embassy Parkway, Suite 100, Akron, OH, 44333

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 1994
Settled
Customer Dispute
May 1994
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Spencer is a registered investment advisor with Symphony Financial Services, spending most of his time managing assets for a fee. He is also a registered representative and independent agent for Ash Brokerage, selling non-variable insurance, dedicating minimal time to this activity.

Employment History
Current Registrations
Symphony Financial Services, INC.
January 2010 - Present · 16 yrs 9 mos
LPL Financial LLCBroker
October 2009 - Present · 17 yrs
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - November 2009 · 5 mos
Morgan Stanley Smith Barney LLC
June 2009 - November 2009 · 5 mos
Citigroup Global Markets INC.
January 2001 - June 2009 · 8 yrs 5 mos
Citigroup Global Markets INC.Broker
November 2000 - June 2009 · 8 yrs 7 mos
Prudential Securities IncorporatedBroker
May 1995 - November 2000 · 5 yrs 6 mos
Pruco Securities CorporationBroker
October 1989 - November 1994 · 5 yrs 1 mo
The Prudential Insurance Company of AmericaBroker
October 1989 - December 1993 · 4 yrs 2 mos
State Registrations15 states
CACODEFLGAILKYMAMINCOHSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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