Spencer Gabriel
Spencer Gabriel is a registered investment advisor at Symphony Financial Services, INC., based in Akron, OH, with 35 years of industry experience. Spencer operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 7 more. Their firm serves 641 clients with $430M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Symphony Financial offers asset management and comprehensive portfolio management services. The maximum annual fee for asset management is 2.00% of the account value. The maximum annual fee for comprehensive portfolio management is 2.50% of the account value. Fees are negotiable and are deducted from the account quarterly.
Location
4100 Embassy Parkway, Suite 100, Akron, OH, 44333
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 1994Customer Dispute
May 1994Other Business ActivitiesSells Insurance
Spencer is a registered investment advisor with Symphony Financial Services, spending most of his time managing assets for a fee. He is also a registered representative and independent agent for Ash Brokerage, selling non-variable insurance, dedicating minimal time to this activity.
Employment History
Current Registrations
Symphony Financial Services, INC.
LPL Financial LLCBroker
Previous Registrations
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Prudential Securities IncorporatedBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.