JM
JM
Joseph Mannino
36 Years of Experience
New Orleans, LA
1 DisclosureBroker
Joseph Mannino is a registered investment advisor at Morgan Stanley, based in New Orleans, LA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
1100 Poydras Street, Suite 1900, New Orleans, LA, 70163
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2002Settled
Employment History
Current Registrations
Morgan Stanley
November 2010 - Present · 15 yrs 8 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker, IncorporatedBroker
April 1998 - February 2006 · 7 yrs 10 mos
Marquis Investments, L.L.C.Broker
March 1989 - May 1998 · 9 yrs 2 mos
State Registrations38 states
AKALAZCACOCTDCDEFLGAHIIDILLAMAMDMEMIMOMSMTNCNHNJNMNVNYOHOKORPARISCTNTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.