MN
MN
Michael Nichols
29 Years of Experience
New Orleans, LA
1 DisclosureBroker
Michael Nichols is a registered investment advisor at Morgan Stanley, based in New Orleans, LA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1100 Poydras Street, Suite 1900, New Orleans, LA, 70163
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2008Settled
Employment History
Current Registrations
Morgan Stanley
November 2010 - Present · 15 yrs 10 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Citigroup Global Markets INC.Broker
September 2006 - June 2009 · 2 yrs 9 mos
Chase Investment Services CORP.
July 2005 - September 2006 · 1 yr 2 mos
Chase Investment Services CORP.Broker
July 2005 - September 2006 · 1 yr 2 mos
Banc One Securities Corporation
March 2003 - July 2005 · 2 yrs 4 mos
Banc One Securities CorporationBroker
August 1998 - July 2005 · 6 yrs 11 mos
Marquis Investments, L.L.C.Broker
December 1996 - August 1998 · 1 yr 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.