Thomas Cox is a registered investment advisor at Morgan Stanley, based in Paramus, NJ, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
61 South Paramus Road, 3rd Floor, Paramus, NJ, 07652
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Regulatory History (3)
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Customer Dispute
September 2003Denied
Customer Dispute
May 2003Settled
Customer Dispute
October 1994Award / Judgment
Employment History
Current Registrations
Morgan StanleyBroker
October 2015 - Present · 10 yrs 7 mos
Morgan Stanley
October 2015 - Present · 10 yrs 7 mos
Previous Registrations
Sterne Agee Asset Management, INC.
February 2011 - August 2014 · 3 yrs 6 mos
Sterne Agee Financial Services, INC.Broker
November 2010 - August 2014 · 3 yrs 9 mos
UBS Financial Services INC.Broker
March 2008 - December 2009 · 1 yr 9 mos
Citigroup Global Markets INC.
July 2002 - April 2008 · 5 yrs 9 mos
Citigroup Global Markets INC.Broker
July 1993 - April 2008 · 14 yrs 9 mos
Lehman Brothers INC.Broker
February 1986 - July 1993 · 7 yrs 5 mos
State Registrations44 states
ALARAZCACOCTDCDEFLGAIDILKSKYLAMAMDMEMIMNMOMTNCNHNJNMNVNYOHOKORPAPRRISCTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.