David Jones
David Jones is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Rocky River, OH, with 37 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
20006 Detroit Rd., #300, Rocky River, OH, 44116
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Regulatory History (1)
Customer Dispute
August 2012Other Business ActivitiesSells Insurance
David is an independent insurance agent for various independent insurance companies since 2018, dedicating a few hours per week to this activity. He is also an advisory representative of a registered investment advisor (RIA), spending about 10-20% of his time on this.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Cetera Advisor Networks LLCBroker
Cetera Advisor Networks LLC
Vantage Financial Group, INC.
Walnut Street Securities, INC.
Walnut Street Securities, INC.Broker
Fahnestock & CO., INC.Broker
B.C. Christopher Securities CO.Broker
W. S. Griffith & CO., INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.